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Securities Lawyers / Commodities Lawyers

Generally speaking, securities and commodities lawyers may be corporate or business lawyers, finance lawyers, banking lawyers, white collar lawyers, trial lawyers, arbitration lawyers, plaintiffs lawyers, or defense lawyers, who have experience with or who focus on securities or commodities. They may represent people at trials or in arbitrations who have bought securities or commodities and have been the victim of fraud, or help people file complaints with or claim a monetary reward from the United States Securities and Exchange Commission (SEC) or the U.S. Commodities and Futures Trading Commission (CFTC) under their Whistleblower reward programs. Others may represent people or companies who are defendants in securities trials or arbitrations.

Some securities lawyers or commodities lawyers advise people and businesses that work in the securities or commodities professions, like investment banks and financial advisors, or commodities firms and brokers, in connection with business-related matters or regulatory compliance. They may help private companies that want to start selling stocks or issuing bonds. Some may help companies that are already public to comply with laws, rules and regulations or to draft and submit required regulatory filings.

Others may represent individuals or companies in connection with internal corporate investigations or investigations by government agencies like the SEC or CFTC, the United States Attorney’s Office or the U.S. Department of Justice, “self regulatory organizations” (SROs) like the Financial Industry Regulatory Authority (FINRA), or by State authorities or regulators.

To run your free search and get your free personalized list* of securities lawyers or commodities lawyers

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* Free registration is required to run a search. For more information, please see the FAQ page and the privacy section in the Terms of Use. Availability and quantity of lawyers may vary depending on what lawyers are presently registered, and on the information those lawyers have provided.

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When lawyers who you have selected call or e-mail you, LawyerOwl.com strongly encourages you to ask them questions, and to do as much checking into their background or credentials as you believe necessary, before you decide to hire them.

Lawyers are licensed by individual States. A lawyer can be licensed to practice law in one State but not another. The States in which a Lawyer says he or she is licensed should appear in their entry on your Personalize List. You might wish to consider asking the Lawyers to confirm for you what States they are licensed in when you speak to them.

You should also consider asking each Lawyer whether he or she has a State Bar Identification Number(s). Depending on the State, this may instead be called a State Court Identification Number, or an Attorney Licensing Number, or something similar. If the lawyer says that he or she does not have such a number, you may want to ask them to tell you how you can verify that they are a properly licensed attorney "in good standing" (which generally means that they have not had their license to practice law suspended or revoked).

You might also consider asking the lawyer to give you the telephone number and/or the web site address of the State Bar or State Court where they are licensed, so that you can use his or her Identification Number to verify for yourself whether that lawyer is properly licensed and in good standing. In some States, you may be able to look up a lawyer right on the State Bar or State Court's official website.

Sometimes lawyers can do work in States where they are not licensed. For example, a trial lawyer licensed in another State may be able to ask a court in your State for permission to appear as your lawyer in your specific lawsuit only (this is commonly referred to as a "pro hac vice" motion). Likewise, some States may allow out-of-state lawyers to negotiate a contract or do corporate work for you. If you like a lawyer who is not licensed in the State you need, you might still wish to consider sending him or her an Invitation to contact you anyway. If you do, you should consider asking that lawyer if he or she will be able to do the work you need in the State where you need it done.

These are only a very few sample questions you might want to ask. You should ask each lawyer as many questions and do as much checking or research as you want to until, in your own independent judgment, you feel comfortable hiring that lawyer.

LawyerOwl.com does not independently review the lawyers listed on this web site or the information that they provide in their Lawyer Profiles.

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The way this works is that LawyerOwl.com gets paid by you ONLY IF you actually get money in a settlement, or you win a money judgment from a court or an award in an arbitration; if you complete a sale of your property or business; if you are able to raise money for your business; if you receive money as a result of your reporting a fraud at your company; or some other way. In other words, only if you and your lawyer are successful.

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Client "Matter". As used in this Fee Agreement, the "Client Matter" or "legal Matter" shall mean the description of why I (the Client or User of LawyerOwl.com) am looking to hire a lawyer, and which I am submitting to LawyerOwl.com concurrently with this Fee Agreement, for LawyerOwl.com to use as a reference to generate a personalized list for me of matched lawyers through LawyerOwl.com's automated Internet system and related services offered by LawyerOwl.com. My description of why I am looking to hire a lawyer is hereby incorporated in, and shall be deemed a part of, this Fee Agreement.
"Lawyer". As used in this Fee Agreement, "Lawyer" shall mean any lawyer registered on LawyerOwl.com who appears on one or more of the personalized lists generated for me or my company through LawyerOwl.com's automated Internet system.
"LawyerOwl" or "LawyerOwl.com". As used in this Fee Agreement, "LawyerOwl" or "LawyerOwl.com" shall mean both LawyerOwl LLC and its wholly-owned website www.LawyerOwl.com.
"Invitation". As used in this Fee Agreement, "Invitation" shall mean the description of my legal Matter along with a copy of this Fee Agreement, that I send through LawyerOwl.com to individual Lawyers who I personally select, as my request that those particular Lawyers contact me to discuss my legal Matter.
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Instructions to My Lawyer. I hereby agree that this Fee Agreement is and shall be deemed to be my binding instruction and authorization to the Lawyer who I hire in this legal Matter, and any co-counsel, or subsequent or successor lawyer who I may hire later to take over in this legal Matter from my original Lawyer (whether engaged through the use of LawyerOwl.com's services or otherwise) (a "Replacement Lawyer"), to do the following without further notice to me:
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- Provide LawyerOwl.com with semi-annual updates as to the status of my legal Matter, or at such other shorter intervals as may be requested by LawyerOwl.com;
- Immediately inform LawyerOwl.com of the total gross amount of any Matter Proceeds that I receive or become entitled to receive, and the date on which such Matter Proceeds are received or are expected to be received by me or by my Lawyer acting on my behalf; and
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Severability. I hereby agree that in the event that any term, provision, or paragraph of this Fee Agreement is determined by a court of competent jurisdiction to be void under law or otherwise unenforceable, the remainder of this Fee Agreement shall remain in full force and effect, and shall be construed in such a manner as to most closely give effect to its original meaning, as though the void or unenforceable term, provision, or paragraph never existed.

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SOME THINGS TO CONSIDER BEFORE HIRING A LAWYER

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